Far and away the most influential passage in Western philosophy ever written is Plato's discussion of the prisoners of the cave and his abstract presentation of the divided line. For Plato, human beings live in a world of visible and intelligible things. The visible world is what surrounds us: what we see, what we hear, what we experience; this visible world is a world of change and uncertainty. The intelligible world is made up of the unchanging products of human reason: anything arising from reason alone, such as abstract definitions or mathematics, makes up this intelligible world, which is the world of reality. The intelligible world contains the eternal 'Forms' (in Greek, idea ) of things; the visible world is the imperfect and changing manifestation in this world of these unchanging forms. For example, the 'Form' or 'Idea' of a horse is intelligible, abstract, and applies to all horses; this Form never changes, even though horses vary wildly among themselves - the Form of a horse would never change even if every horse in the world were to vanish. An individual horse is a physical, changing object that can easily cease to be a horse (if, for instance, it's dropped out off a fifty story building); the Form of a horse, or 'horseness,' never changes. As a physical object, a horse only makes sense in that it can be referred to the 'Form' or 'Idea' of horseness.
Plato knows these two worlds, the sensible world and the intelligible world, as existing on a line that can be divided in the middle: the lower part of the line consists of the visible world and the upper part of the line makes up the intelligible world. Each half of the line relates to a certain type of knowledge: of the visible world, we can only have opinion (in Greek: doxa); of the intelligible world we achieve "knowledge" (in Greek, epistemŽ). Each of these divisions can also be divided in two. The visible or changing world can be divided into a lower region, "illusion," which is made up of shadows, reflections, paintings, poetry, etc., and an upper region, "belief," which refers to any kind of knowledge of things that change, such as individual horses. "Belief" may be true some or most of the time but occasionally is wrong (since things in the visible world change); belief is practical and may serve as a relatively reliable guide to life but doesn't really involve thinking things out to the point of certainty. The upper region can be divided into, on the lower end, "reason," which is knowledge of things like mathematics but which require that some postulates be accepted without question, and "intelligence," which is the knowledge of the highest and most abstract categories of things, an understanding of the ultimate good.
The Divided Line: The Republic, Book VI
Socrates
"You have to imagine, then, that there are two ruling powers, and
that one of them is set over the intellectual world, the other over the
visible. I do not say heaven, lest you should fancy that I am playing upon
the name. May I suppose that you have this distinction of the visible and
intelligible fixed in your mind?"
Glaucon
"I have."
Socrates
"Now take a line which has been cut into two unequal parts and divide
each of them again in the same proportion, and suppose the two main divisions
to answer, one to the visible and the other to the intelligible, and then
compare the subdivisions in respect of their clearness and want of clearness,
and you will find that the first section in the sphere of the visible consists
of images. And by images I mean, in the first place, shadows, and in the
second place, reflections in water and in solid, smooth and polished bodies
and the like: Do you understand?"
Glaucon
"Yes, I understand."
Socrates
"Imagine, now, the other section, of which this is only the resemblance,
to include the animals which we see, and everything that grows or is made."
Glaucon
"Very good."
Socrates
"Would you not admit that both the sections of this division have
different degrees of truth, and that the copy is to the original as the
sphere of opinion is to the sphere of knowledge?"
Glaucon
"Most undoubtedly."
Socrates
"Next proceed to consider the manner in which the sphere of the
intellectual is to be divided."
Glaucon
"In what manner?"
Socrates
"Thus: There are two subdivisions, in the lower of which the soul
uses the figures given by thw former division as images; the enquiry can
only be hypothetical, and instead of going upwards to a principle descends
to the other end; in the higher of the two, the soul passes out of hypotheses,
and goes up to a principle which is above hypotheses, making no use of images
as in the former case, but proceeding only in and through the ideas themselves."
Glaucon
"I do not quite understand your meaning."
Socrates
"Then I will try again; you will understand me better when I have
made some preliminary remarks. You are awarZ@tudents of geometry, arithmetic,
and the kindred sciences assume the odd and the even and teh figures and
three kinds of angles and the like in their several branches of science;
these are their hypotheses, which they and everybody are supposed to know,
and therefore they do not deign to give any account of them either to themselves
or others; but they begin with them, and go on until they arrive at last,
and in a consistent manner, at their conclusions?"
Glaucon
"Yes, I know."
Socrates
"And do you not know also that although they make use of the visible
forms and reason about them, they are thinking not of these, but of the
ideas which they resemble; not of the figures which they draw, but of the
absolute square and teh absolute diameter, and so on, the forms which they
draw or make, and which have shadowsa and reflections in water of their
own, are converted by them into images, but they are really seeking to behold
the things themselves, which can only be seen with the eye of the mind?"
Glaucon
"That is true."
Socrates
"And of this kind I spoke as the intelligible, although in the search
after it the soul is compelled to use hypotheses; not ascending to a first
principle, because she is unable to rise above the region of hypothesis,
but employing the objects of which the shadows below are resembalcnes in
their turn as images, they having in relation to the shadows and reflections
of them a greater distinctness, and therefore a higher value."
Glaucon
"I understand that you are speaking of the province of geometry
and the sister arts."
Socrates
"And when I speak of the other division of the intelligible, you
will understand me to speak of that other sort of knowledge which reason
herself attains by the power of dialectic, using the hypotheses not as first
principles, but openly as hypotheses, that is to say, as steps and points
of departure into a world which is above hypotheses, in order that one may
soar beyond them to the first principle of the whole; and clinging to this
and then to that which depends on this, by successive steps she descends
again without the aid of any sensible object, from ideas through ideas and
in ideas one ends. And now, corresponding to these four divisions, let there
be four faculties in the soul, intelligence answering to the highest, reason
to the second, belief (or conviction) to the third, and perception of shadows
or illusion to the last, and let there be a scale of them, and let us suppose
that the several faculties have clearness in the same degree that their
objects have truth."
Glaucon
"I understand and give my assent, and accept your argument."
Socrates
"And now, I said, let me show in a figure how far our nature is
enlightened or unenlightened:, Behold! human beings living in an underground
den, which has a mouth open towards the light and reaching all along the
den; here they have been from their childhood, and have their legs and necks
chained so that they cannot move, and can only see before them, being prevented
by the chains from turning round their heads. Above and behind them a fire
is blazing at a distance, and between the fire and the prisoners there is
a raised way; and you will see, if you look, a low wall built along the
way, like the screen which marionette players have in front of them, over
which they show the puppets."
Glaucon
"I see."
Socrates
"And do you see, I said, men passing along the wall carrying all
sorts of vessels, and statues and figures of animals made of wood and stone
and various materials, which appear over the wall? Some of them are talking,
others silent."
Glaucon
"You have shown me a strange image, and they are strange prisoners."
Socrates
"Like ourselves, I replied; and they see only their own shadows,
or the shadows of one another, which the fire throws on the opposite wall
of the cave?"
Glaucon
"True, he said; how could they see anything but the shadows if they
were never allowed to move their heads?"
Socrates
"And of the objects which are being carried in like manner they
would only see the shadows?"
Glaucon
"Yes, he said."
Socrates
"And if they were able to converse with one another, would they
not suppose that they were naming what was actually before them?"
"And suppose further that the prison had an echo which came from the
other side, would they not be sure to fancy, when one of the passers-by
spoke that the voice which they heard came from the passing shadow?"
Glaucon
"No question, he replied."
Socrates
"To them, I said, the truth would be literally nothing but the shadows
of the images."
Glaucon
"That is certain."
Socrates
" And now look again, and see what will naturally follow if the prisoners
are released and disabused of their error. At first, when any of them is
liberated and compelled suddenly to stand up and turn his neck round and
walk and look towards the light, he will suffer sharp pains; the glare will
distress him, and he will be unable to see the realities of which in his
former state he had seen the shadows; and then conceive some one saying
to him, that what he saw before was an illusion, but that now, when he is
approaching nearer to being and his eye is turned towards more real existence,
he has a clearer vision,, what will be his reply? And you may further imagine
that his instructor is pointing And when to the objects as they pass and
requiring him to name them, will he not be perplexed? Will he not fancy
that the shadows which he formerly saw are truer than the objects which
are now shown to him?"
Glaucon
"Far truer."
Socrates
"And if he is compelled to look straight at the light, will he not
have a pain in his eyes which will make him turn away to take refuge in
the objects of vision which he can see, and which he will conceive to be
in reality clearer than the things which are now being shown to him?"
Glaucon
"True, he said."
Socrates
"And suppose once more, that he is reluctantly dragged up a steep and
rugged ascent, and held fast until he is forced into the presence of the
sun himself, is he not likely to be pained and irritated? When he approaches
the light his eyes will be dazzled, and he will not be able to see anything
at all of what are now called realities?"
Glaucon
"Not all in a moment, he said."
Socrates
"He will require to grow accustomed to the sight of the upper world.
And first he will see the shadows best, next the reflections of men and
other objects in the water, and then the objects themselves; then he will
gaze upon the light of the moon and the stars and the spangled heaven; and
he will see the sky and the stars by night better than the sun or the light
of the sun by day?"
Glaucon
"Certainly."
Socrates
"Last of all he will be able to see the sun, and not mere reflections
of him in the water, but he will see him in his own proper place, and not
in another; and he will contemplate him as he is."
Glaucon
"Certainly."
Socrates
"He will then proceed to argue that this is he who gives the season
and the years, and is the guardian of all that is in the visible world,
and in a certain way the cause of all things which he and his fellows have
been accustomed to behold?"
Glaucon
"Clearly, he said, he would first see the sun and then reason about
it."
Socrates
"And when he remembered his old habitation, and the wisdom of the den
and his fellow-prisoners, do you not suppose that he would felicitate himself
on the change, and pity them?"
Glaucon
"Certainly, he would."<
Socrates
"And if they were in the habit of conferring honors among themselves
on those who were quickest to observe the passing shadows and to remark
which of them went before, and which followed after, and which were together;
and who were therefore best able to draw conclusions as to the future, do
you think that he would care for such honors and glories, or envy the possessors
of them? Would he not say with Homer:
'Better to be the poor servant
of a poor master, and to endure anything, rather than think as they do and
live after their manner?'"
Glaucon
"Yes, he said, I think that he would rather suffer anything than entertain
these false notions and live in this miserable manner."
">Socrates
"Imagine once more, I said, such a one coming suddenly out of the sun
to be replaced in his old situation; would he not be certain to have his
eyes full of darkness?"
Glaucon
"To be sure, he said."
Socrates
"And if there were a contest, and he had to compete in measuring the
shadows with the prisoners who had never moved out of the den, while his
sight was still weak, and before his eyes had become steady (and the time
which would be needed to acquire this new habit of sight might be very considerable),
would he not be ridiculous? Men would say of him that up he went and down
he came without his eyes; and that it was better not even to think of ascending;
and if any one tried to loose another and lead him up to the light, let
them only catch the offender, and they would put him to death."<
Glaucon
"No question, he said."
Socrates
"This entire allegory, I said, you may now append, dear Glaucon, to
the previous argument; the prison-house is the world of sight, the light
of the fire is the sun, and you will not misapprehend me if you interpret
the journey upwards to be the ascent of the soul into the intellectual world
according to my poor belief, which, at your desire, I have expressed, whether
rightly or wrongly God knows. But, whether true or false, my opinion is
that in the world of knowledge the idea of good appears last of all, and
is seen only with an effort; and, when seen, is also inferred to be the
universal author of all things beautiful and right, parent of light and
of the lord of light in this visible world, and the immediate source of
reason and truth in the intellectual; and that this is the power upon which
he who would act rationally either in public or private life must have his
eye fixed."
Glaucon
"I agree, he said, as far as I am able to understand you."
Socrates
"Moreover, I said, you must not wonder that those who attain to this
beatific vision are unwilling to descend to human affairs; for their souls
are ever hastening into the upper world where they desire to dwell; which
desire of theirs is very natural, if our allegory may be trusted."
Glaucon
"Yes, very natural."
Socrates
"And is there anything surprising in one who passes from divine contemplations
to the evil state of man, when they returned to the den they would see much
worse than those who had never left it. himself in a ridiculous manner;
if, while his eyes are blinking and before he has become accustomed to the
surrounding darkness, he is compelled to fight in courts of law, or in other
places, about the images or the shadows of images of justice, and is endeavoring
to meet the conceptions of those who have never yet seen absolute justice?"
Glaucon<> "Anything but surprising, he replied."
Socrates
"Any one who has common sense will remember that the bewilderments
of the eyes are of two kinds, and arise from two causes, either from coming
out of the light or from going into the light, which is true of the mind's
eye, quite as much as of the bodily eye; and he who remembers this when
he sees any one whose vision is perplexed and weak, will not be too ready
to laugh; he will first ask whether that soul of man has come out of the
brighter life, and is unable to see because unaccustomed to the dark, or
having turned from darkness to the day is dazzled by excess of light. And
he will count the one happy in his condition and state of being, and he
will pity the other; or, if he has a mind to laugh at the soul which comes
from below into the light, there will be more reason in this than in the
laugh which greets him who returns from above out of the light into the
den."
Glaucon
"That, he said, is a very just distinction."
Socrates
"But then, if I am right, certain professors of education must be wrong
when they say that they can put a knowledge into the soul which was not
there before, like sight into blind eyes?"
Glaucon
"They undoubtedly say this, he replied."
Socrates
"Whereas, our argument shows that the power and capacity of learning
exists in the soul already; and that just as the eye was unable to turn
from darkness to light without the whole body, so too the instrument of
knowledge can only by the movement of the whole soul be turned from the
world of becoming into that of being, and learn by degrees to endure the
sight of being, and of the brightest and best of being, or in other words,
of the good."
Glaucon
"Very true."
Socrates
"And must there not be some art which will effect conversion in the
easiest and quickest manner; not implanting the faculty of sight, for that
exists already, but has been turned in the wrong direction, and is looking
away from the truth?"
Glaucon
"Yes, he said, such an art may be presumed."
Socrates
"And whereas the other so-called virtues of the soul seem to be akin
to bodily qualities, for even when they are not originally innate they can
be implanted later by habit and exercise, the virtue of wisdom more than
anything else contains a divine element which always remains, and by this
conversion is rendered useful and profitable; or, on the other hand, hurtful
and useless. Did you never observe the narrow intelligence flashing from
the keen eye of a clever rogue, how eager he is, how clearly his paltry
soul sees the way to his end; he is the reverse of blind, but his keen eye-sight
is forced into the service of evil, and he is mischievous in proportion
to his cleverness?"
Glaucon
"Very true, he said."
Socrates
"But what if there had been a circumcision of such natures in the days of their youth; and they had been severed from those sensual pleasures, such as eating and drinking, which, like leaden weights, were attached to them at their birth, and which drag them down and turn the vision of their souls upon the things that are below, if, I say, they had been released from these impediments and turned in the opposite direction, the very same faculty in them would have seen the truth as keenly as they see what their eyes are turned to now."Glaucon
"Very likely."
Socrates
"Yes, I said; and there is another thing which is likely, or Neither
rather a necessary inference from what has preceded, that neither the uneducated
and uninformed of the truth, nor yet those who never make an end of their
education, will be able educated ministers of State; not the former, because
they have no single aim of duty which is the rule of all their actions,
private as well as public; nor the latter, because they will not act at
all except upon compulsion, fancying that they are already dwelling apart
in the islands of the blest."
Glaucon
"Very true, he replied."
Socrates
"Then, I said, the business of us who are the founders of the State
will be to compel the best minds to attain that knowledge which we have
already shown to be the greatest of all, they must continue to ascend until
they arrive at the good; but when they have ascended and seen enough we
must not allow them to do as they do now."
Glaucon
"What do you mean?"
Socrates
"I mean that they remain in the upper world: but this must not be allowed;
they must be made to descend again among the prisoners in the den, and partake
of their labors and honors, whether they are worth having or not."
Glaucon
"But is not this unjust? he said; ought we to give them a worse life,
when they might have a better?"
Socrates
"You have again forgotten, my friend, I said, the intention of the
legislator, who did not aim at making any one class in the State happy above
the rest; the happiness was to be in the whole State, and he held the citizens
together by persuasion and necessity, making them benefactors of the State,
and therefore benefactors of one another; to this end he created them, not
to please themselves, but to be his instruments in binding up the State."
Glaucon
"True, he said, I had forgotten."
Socrates
"Observe, Glaucon, that there will be no injustice in compelling our
philosophers to have a care and providence of others; we shall explain to
them that in other States, men of their class are not obliged to share in
the toils of politics: and this is reasonable, for they grow up at their
own sweet will, and the government would rather not have them. Being self-taught,
they cannot be expected to show any gratitude for a culture which they have
never received. But we have brought you into the world to be rulers of the
hive, kings of yourselves and of the other citizens, and have educated you
far better and more perfectly than they have been educated, and you are
better able to share in the double duty. That is why each of you, when his
turn comes, must go down to the general underground abode, and get the habit
of seeing in the dark. When you have acquired the habit, you will see ten
thousand times better than the inhabitants of the den, and you will know
what the several images are, and what they represent, because you have seen
the beautiful and just and good in their truth. And thus our State, which
is also yours will be a reality, and not a dream only, and will be administered
in a spirit unlike that of other States, in which men fight with one another
about shadows only and are distracted in the struggle for power, which in
their eyes is a great good. Whereas the truth is that the State in which
the rulers are most reluctant to govern is always the best and most quietly
governed, and the State in which they are most eager, the worst."
Glaucon
"Quite true, he replied."
Socrates
"And will our pupils, when they hear this, refuse to take their turn
at the toils of State, when they are allowed to spend the greater part of
their time with one another in the heavenly light?"
Glaucon
"Impossible, he answered; for they are just men, and the commands which
we impose upon them are just; there can be no doubt that every one of them
will take office as a stern necessity, and not after the fashion of our
present rulers of State."
Socrates
"Yes, my friend, I said; and there lies the point. You must contrive
for your future rulers another and a better life than that of a ruler, and
then you may have a well-ordered State; for only in the State which offers
this, will they rule who are truly rich, not in silver and gold, but in
virtue and wisdom, which are the true blessings of life. Whereas if they
go to the administration of public affairs, poor and hungering after their
own private advantage, thinking that hence they are to snatch the chief
good, order there can never be; for they will be fighting about office,
and the civil and domestic broils which thus arise will be the ruin of the
rulers themselves and of the whole State."
Glaucon
"Most true, he replied."
Socrates
"And the only life which looks down upon the life of political ambition
is that of true philosophy. Do you know of any other?"
Glaucon
"Indeed, I do not, he said."
Socrates
"And those who govern ought not to be lovers of the task? For, if they
are, there will be rival lovers, and they will fight."
Glaucon
"No question."
Socrates
"Who then are those whom we shall compel to be guardians? Surely they
will be the men who are wisest about affairs of the state."
Summary
If you understand this first distinction, the much more difficult division of the intelligible world will make more sense. Think over this carefully: the visible world, that is, the world you see, has two kinds of visible objects in it. The first kind are shadows and reflections, that is, objects you see but aren't really there but derive from the second type of visible objects, that is, those that you see and are really there. The relation of the visible world to the intelligible world is identical to the relation of the world of reflections to the world of visible things that are real. The lower region of the intelligible world corresponds to the upper region in the same way the lower region of the visible world corresponds to the upper region. Think of it this way: the lower region deals only with objects of thought (that are, in part, derived from visible objects), which is why it is part of the intelligible world. There have to be certain first principles (such as the existence of numbers or other mathematical postulates) that are just simply taken without question: these are hypotheses. These first principles, however, derive from other first principles; the higher region of the intelligible world encompasses these first principles. So you can see that the lower region derives from the higher region in that the thinking in the lower region derives from the first principles that make up the higher region, just as the mirror reflects a solid object. When one begins to think about first principles (such as, how can you prove that numbers exist at all?) and derives more first principles from them until you reach the one master, first principle upon which all thought is based, you are operating in this higher sphere of intellection. Plato's line is also a hierarchy: the things at the top (first principles) have more truth and more existence; the things at the bottom (the reflections) have almost no truth and barely exist at all.